Filing Details
- Accession Number:
- 0001437749-11-000198
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 14:22:17
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 14:22:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1021422 | Eastern Light Capital Inc. | ELC | Real Estate Investment Trusts (6798) | 943240473 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166702 | R Dennis Konczal | 100 Pine Street Suite 2450 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2009-05-04 | 200 | $5.25 | 16,299 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2009-05-08 | 200 | $4.95 | 16,299 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2009-02-06 | 200 | $4.65 | 24,418 | No | 4 | S | Indirect | By CAAI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By CAAI |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $9.06 | 2011-04-09 | 13,750 | 13,750 | Direct | |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $9.00 | 2010-04-02 | 10,624 | 10,624 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-09 | 13,750 | 13,750 | Direct |
| 2010-04-02 | 10,624 | 10,624 | Direct |
Footnotes
- The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
- The options were granted pursuant to various stock option agreements and are completely vested.
Billionaire Hedge Funds
