Filing Details
- Accession Number:
- 0001437749-11-000197
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 14:20:59
- Reporting Period:
- 2008-12-31
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 14:20:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1021422 | Eastern Light Capital Inc. | ELC | Real Estate Investment Trusts (6798) | 943240473 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166702 | R Dennis Konczal | 100 Pine Street Suite 2450 San Francisco CA 94111 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-05-28 | 200 | $4.40 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-07-14 | 200 | $4.65 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-09-11 | 200 | $4.70 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-09-22 | 100 | $4.95 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-10-06 | 200 | $5.25 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-10-06 | 100 | $4.95 | 16,699 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-05-23 | 100 | $4.16 | 24,618 | No | 4 | S | Indirect | By CAAI |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-05-27 | 300 | $4.25 | 24,618 | No | 4 | S | Indirect | By CAAI |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-07-14 | 200 | $4.68 | 24,618 | No | 4 | S | Indirect | By CAAI |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-09-19 | 200 | $4.94 | 24,618 | No | 4 | S | Indirect | By CAAI |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-10-06 | 200 | $5.19 | 24,618 | No | 4 | S | Indirect | By CAAI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By CAAI |
| No | 4 | S | Indirect | By CAAI |
| No | 4 | S | Indirect | By CAAI |
| No | 4 | S | Indirect | By CAAI |
| No | 4 | S | Indirect | By CAAI |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2008-11-22 | 6,875 | $0.00 | 6,875 | $13.05 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2008-11-22 | 6,875 | $0.00 | 6,875 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-22 | No | 4 | J | Direct | |
| 0 | 2008-11-22 | No | 4 | J | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $9.06 | 2011-04-09 | 13,750 | 13,750 | Direct | |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $9.00 | 2010-04-02 | 10,624 | 10,624 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-09 | 13,750 | 13,750 | Direct |
| 2010-04-02 | 10,624 | 10,624 | Direct |
Footnotes
- The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
- The options were granted pursuant to various stock option agreements and are completely vested.
- In accordance with the terms of the respective stock option agreements, the unexercised options expired on this date.
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