Filing Details

Accession Number:
0001062993-14-005764
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-02 20:00:58
Reporting Period:
2014-09-05
Filing Date:
2014-10-02
Accepted Time:
2014-10-02 20:00:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410253 Urban Barns Foods Inc. URBF Agricultural Production-Crops (100) 200215404
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559372 T Richard Groome 205 - 290 Lakeshore Road
Pointe-Claire A8 H9S 4L3
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-09-17 10,000 $0.05 24,707,595 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options Acquisiton 2014-09-05 2,650,000 $0.00 2,650,000 $0.10
Class A Common Stock Stock Options Acquisiton 2014-09-05 200,000 $0.00 200,000 $0.10
Class A Common Stock Warrants Acquisiton 2014-09-17 10,000 $0.00 10,000 $0.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,650,000 2014-09-05 2024-09-05 No 4 A Direct
7,850,000 2014-09-05 2024-09-05 No 4 A Indirect
7,860,000 2014-09-17 2017-09-17 No 4 A Indirect
Footnotes
  1. Includes 3,097,595 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 110,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.
  2. These securities are held of record by Penelope Groome, the spouse of Mr. Groome.
  3. These securities are held of record by Alexandra Groome, the daughter of Mr. Groome.