Filing Details

Accession Number:
0001209191-11-002904
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-12 13:55:54
Reporting Period:
2011-01-10
Filing Date:
2011-01-12
Accepted Time:
2011-01-12 13:55:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092839 Dune Energy Inc DUNR Oil & Gas Field Services, Nec (1389) 954737507
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114446 Ag Ubs Bahnofstrasse 45
Zurich V8 CH-8021
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-10 108,431 $0.86 11,505,212 No 4 S Direct
Common Stock Disposition 2011-01-11 28,850 $0.85 11,476,362 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The number of Common Shares beneficially owned is reported as of January 10, 2011 and consists of 10,631,541.5282 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 873,670 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.
  2. The number of Common Shares beneficially owned is reported as of January 11, 2011 and consists of 10,631,541.5282 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 844,820 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.