Filing Details
- Accession Number:
- 0001209191-14-061231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 18:41:08
- Reporting Period:
- 2014-09-30
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 18:41:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602094 | Daniel Yates | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-30 | 5,006 | $0.00 | 6,851,588 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-10-01 | 13,114 | $17.26 | 6,838,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-01 | 11,859 | $17.79 | 6,826,615 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-01 | 3,256 | $17.26 | 1,696,744 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-10-01 | 2,945 | $17.79 | 1,693,799 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | See Footnote |
Common Stock | 1,274 | Indirect | See Footnote |
Common Stock | 50,000 | Indirect | See Footnote |
Footnotes
- Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- This sale was effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on June 12, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale price of the shares sold ranging from $16.60 to $17.59, and $17.60 to $18.30, per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by the Yates-Whitman 2013 Annuity Trust #1.
- Shares held by Ivan Jellinek and Monica Jellinek, who have granted an irrevocable proxy to Mr. Yates.
- Shares held by Pierre Poussard and Mary Winston Nicklin, who have granted an irrevocable proxy to Mr. Yates.
- Shares held by Ralph Aaron Yates, Dorit Strauss Yates and Daniel Joseph Yates, Trustees of the Ralph Aaron Yates and Dorit Strauss Yates Declaration of Trust Dated December 19, 1990, who have granted an irrevocable proxy to Mr. Yates.