Filing Details
- Accession Number:
- 0001209191-14-061224
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 19:35:02
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 18:35:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601858 | Rick Mcphee | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Svp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-01 | 5,000 | $2.09 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-01 | 3,900 | $17.57 | 1,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-01 | 1,100 | $18.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-10-01 | 5,000 | $0.00 | 5,000 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 495,000 | 2022-05-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale price of the shares sold ranging from $16.87 to $17.80 and $17.88 to $18.30, per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option vests and becomes exercisable for 1/4th of the option shares on March 5, 2013 and 1/48th of the option shares each month thereafter. 50% of the then unvested shares are subject to acceleration upon a change of control pursuant to the terms of an agreement between the Issuer and the Reporting Person.
Billionaire Hedge Funds
