Filing Details
- Accession Number:
- 0001209191-14-061212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 18:18:34
- Reporting Period:
- 2014-09-30
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 18:18:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601827 | Alexander Laskey | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-30 | 4,005 | $0.00 | 4,653,761 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-10-01 | 17,538 | $17.29 | 4,636,223 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-01 | 13,900 | $17.79 | 4,622,323 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,900,000 | Indirect | See Footnote |
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 50,000 | Indirect | See Footnote |
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 50,000 | Indirect | See Footnote |
Footnotes
- Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale price of the shares sold ranging from $16.60 to $17.59 and $17.60 to $18.30, per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by Laskey-A Investment Trust.
- Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.