Filing Details
- Accession Number:
- 0001209191-14-061207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 18:10:59
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 18:10:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601523 | Jeremy Kirsch | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-01 | 95,000 | $11.17 | 125,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-10-01 | 12,500 | $0.05 | 137,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-01 | 6,282 | $17.15 | 131,218 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-01 | 10,385 | $17.81 | 120,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-10-01 | 12,500 | $0.00 | 12,500 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
734,500 | 2018-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,500 | Indirect | See Footnote |
Common Stock | 62,500 | Indirect | See Footnote |
Footnotes
- Shares transferred to a third party in a private transaction pursuant to the exercise of a right to purchase such shares pursuant to a loan agreement previously entered between the reporting person and such party.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale price of the shares sold ranging from $16.60 to $17.59 and $17.60 to $18.30, per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust.
- Shares held by The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust.
- The option is fully vested and exercisable.