Filing Details
- Accession Number:
- 0000796343-14-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 17:25:43
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 17:25:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224154 | Shantanu Narayen | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-01 | 7,014 | $19.93 | 266,172 | No | 4 | M | Indirect | by trust |
Common Stock | Acquisiton | 2014-10-01 | 29,748 | $34.16 | 295,920 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2014-10-01 | 34,828 | $68.52 | 261,092 | No | 4 | S | Indirect | by trust |
Common Stock | Disposition | 2014-10-01 | 1,934 | $69.12 | 259,158 | No | 4 | S | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | S | Indirect | by trust |
No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-10-01 | 7,014 | $0.00 | 7,014 | $19.93 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-10-01 | 29,748 | $0.00 | 29,748 | $34.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-01 | 2016-01-26 | No | 4 | M | Direct |
257,325 | 2014-10-01 | 2017-01-25 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 30, 2014.
- Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $68.03 to $69.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $69.04 to $69.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 26, 2009 are fully vested and exercisable.
- Options granted January 25, 2010 are fully vested and exercisable.