Filing Details
- Accession Number:
- 0001179110-14-014954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 17:23:53
- Reporting Period:
- 2014-09-30
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 17:23:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201635 | C Robert Arzbaecher | N86 W12500 Westbrook Crossing Menomonee Falls WI 53051 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-09-30 | 68,932 | $30.80 | 30,451 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-09-30 | 200 | $31.57 | 30,251 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 100,000 | Indirect | By Family Limited Partnerships |
Class A Common Stock | 37,225 | Indirect | By 401(k) |
Class A Common Stock | 11,900 | Indirect | By IRA |
Class A Common Stock | 2,200 | Indirect | By Family |
Class A Common Stock | 2,400 | Indirect | By Spouse |
Class A Common Stock | 50,737 | Indirect | By Deferred Compensation |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted in October 2013.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.50 to $31.46 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.54 to $31.60 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.
- Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- Owned by daughters.
- Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.