Filing Details

Accession Number:
0001200876-14-000149
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-10-02 14:46:33
Reporting Period:
2014-09-26
Filing Date:
2014-10-02
Accepted Time:
2014-10-02 14:46:33
Original Submission Date:
2014-10-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265079 L Peter Vosotas 2454 Mcmullen Booth Road
Bldg C Suite 501B
Clearwater FL 33759
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-26 26,823 $11.91 1,132,958 No 4 S Indirect By: Vosotas Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: Vosotas Family Trust
Footnotes
  1. The original Form 4 contained an inadvertent scrivener's error in the first row of Table I: the price in column 4 was incorrectly listed as $11.19 rather than $11.91. No other changes have been made to the original Form 4.