Filing Details
- Accession Number:
- 0001200876-14-000149
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 14:46:33
- Reporting Period:
- 2014-09-26
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 14:46:33
- Original Submission Date:
- 2014-10-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265079 | L Peter Vosotas | 2454 Mcmullen Booth Road Bldg C Suite 501B Clearwater FL 33759 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-26 | 26,823 | $11.91 | 1,132,958 | No | 4 | S | Indirect | By: Vosotas Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Vosotas Family Trust |
Footnotes
- The original Form 4 contained an inadvertent scrivener's error in the first row of Table I: the price in column 4 was incorrectly listed as $11.19 rather than $11.91. No other changes have been made to the original Form 4.