Filing Details
- Accession Number:
- 0001140361-14-037000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 12:00:40
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 12:00:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Imperial Holdings Inc. | IFT | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | C/O Imperial Holdings, Inc. 701 Park Of Commerce Blvd., Suite 301 Boca Raton FL 33487 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-01 | 5,481 | $6.36 | 1,116,292 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 118,154 | Direct | |
Common Stock | 1,253,581 | Indirect | See Footnote |
Footnotes
- The shares are held by various entities and individuals. Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC) ("BI") or the reporting person has voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The reporting person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.