Filing Details
- Accession Number:
- 0001498301-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 11:15:07
- Reporting Period:
- 2014-09-30
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 11:15:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191900 | W Michael Rayden | C/O Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwash NJ 07430 | Ceo, Tween Brands, Inc. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Disposition | 2014-09-30 | 8,000 | $13.30 | 36,760 | No | 4 | S | Direct | |
| Common | Disposition | 2014-10-01 | 5,000 | $12.99 | 31,760 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 13,284 | Indirect | See Footnote 3. |
Footnotes
- This transaction was executed in multiple trades ranging from $13.30 to $13.3023 The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- This transaction was executed in multiple trades ranging from $12.99 to $13..00 The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Shares owned by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaims beneficial ownership of these shares.
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