Filing Details
- Accession Number:
- 0000315189-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 12:00:20
- Reporting Period:
- 2011-01-12
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 12:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465591 | H Jean Gilles | One John Deere Place Moline IL 61265 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$1 Par Common Stock | Acquisiton | 2011-01-12 | 17,170 | $34.44 | 55,820 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2011-01-12 | 17,170 | $87.00 | 38,650 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Priced Options | Disposition | 2011-01-12 | 17,170 | $0.00 | 17,170 | $34.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-12-07 | 2015-12-07 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 2, 2010.
- Includes 27,076 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 12 shares directly owned by his son.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.