Home > Insider Trading > Filing (0001209191-14-060757)

Filing Details

Accession Number:: 0001209191-14-060757
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-01 21:25:30
Reporting Period:: 2014-09-29

Filing Date:: 2014-10-01
Accepted Time:: 2014-10-01 21:25:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1219210	Ikanos Communications Inc.	IKAN	Telephone & Telegraph Apparatus (3661)	943326559

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1134607	P Diosdado Banatao	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1347680	P L Iii Tallwood	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1347747	P L Partners Iii Tallwood	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1357894	Tallwood Iii Associates Lp	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1427347	Tallwood Iii Annex Lp	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1470833	Tallwood Iii Management Llc	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1470838	Tallwood Iii Annex Management Llc	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No
1592611	Tallwood Partners, Llc	C/O Tallwood Venture Capital 3000 Sand Hill Road, Bldg 3, Ste 240 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-09-29	24,188,597	$0.41	34,263,340	No	4	P	Direct
Common Stock	Acquisiton	2014-09-29	3,063,018	$0.41	4,338,789	No	4	P	Direct
Common Stock	Acquisiton	2014-09-29	187,408	$0.41	265,465	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,187,904	Direct
Common Stock	2,000,000	Indirect	See Footnotes
Common Stock	23,000	Indirect	By Diosdado P. Banatao

Footnotes

Tallwood III Annex, L.P. ("Tallwood III Annex") Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates" and, together with Tallwood III Annex, Tallwood III and Tallwood III Partners, the "Tallwood Funds") directly own 18,187,904, 34,263,340, 4,338,789 and 265,465 shares of Common Stock of the Company, respectively. (Continued in Footnote 2).
Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates. Tallwood III Annex Management, LLC ("Tallwood Annex Management") is the general partner of Tallwood III Annex. Tallwood Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III, Tallwood III Partners and Tallwood III Associates, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. Tallwood Annex Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III Annex, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. (Continued in Footnote 3).
Diosdado P. Banatao is a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the shares owned by the Tallwood Funds, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Banatao is the beneficial owner of these shares.
Tallwood Partners, LLC ("Partners") is the direct owner of the shares reported as acquired herein. The Banatao Living Trust DTD 7/21/99 ("Trust") is the managing member of Partners.
Diosdado P. Banatao, as a trustee of the Banatao Living Trust DTD 7/21/99, directly or indirectly, holds 100% of the membership interests in Tallwood Partners, LLC, and holds shared voting and dispositive power over the securities held by this entity, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these shares.