Filing Details

Accession Number:
0001181431-14-033031
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-01 20:38:23
Reporting Period:
2014-10-01
Filing Date:
2014-10-01
Accepted Time:
2014-10-01 19:38:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Research Corp ARWR Services-Commercial Physical & Biological Research (8731) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296735 Charles Mckenney 225 South Lake Avenue, Suite 1050
Pasadena CA 91101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-01 2,500 $5.19 19,720 No 4 M Direct
Common Stock Disposition 2014-10-01 2,500 $14.70 17,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-10-01 2,500 $0.00 2,500 $5.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,500 2012-02-16 2022-02-16 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. Represents the weighted average price at which shares were sold within a range between 14.66 and 14.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
  3. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.