Filing Details
- Accession Number:
- 0001209191-14-060705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 19:21:54
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 19:21:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026185 | Matthew J Mackowski | 360 Post Street Suite 601 San Francisco CA 94108 | No | No | Yes | No | |
1113663 | G Robert Shepler | 360 Post Street Suite 601 San Francisco CA 94108 | No | No | Yes | No | |
1512119 | A. Thomas Raffin | 360 Post Street Suite 601 San Francisco CA 94108 | No | No | Yes | No | |
1588083 | Deval Lashkari | 360 Post Street Suite 601 San Francisco CA 94108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-29 | 17,782 | $31.54 | 2,400,309 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-09-30 | 5,437 | $31.35 | 2,394,872 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-10-01 | 167 | $31.25 | 2,394,705 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-09-29 | 481 | $31.54 | 64,980 | No | 4 | S | Indirect | See Footnote 5 |
Common Stock | Disposition | 2014-09-30 | 147 | $31.35 | 64,833 | No | 4 | S | Indirect | See Footnote 5 |
Common Stock | Disposition | 2014-10-01 | 5 | $31.25 | 64,828 | No | 4 | S | Indirect | See Footnote 5 |
Common Stock | Disposition | 2014-09-29 | 2,582 | $31.54 | 348,546 | No | 4 | S | Indirect | See Footnote 6 |
Common Stock | Disposition | 2014-09-30 | 789 | $31.35 | 347,757 | No | 4 | S | Indirect | See Footnote 6 |
Common Stock | Disposition | 2014-10-01 | 24 | $31.25 | 347,733 | No | 4 | S | Indirect | See Footnote 6 |
Common Stock | Disposition | 2014-09-29 | 111 | $31.54 | 14,998 | No | 4 | S | Indirect | See Footnote 7 |
Common Stock | Disposition | 2014-09-30 | 34 | $31.35 | 14,964 | No | 4 | S | Indirect | See Footnote 7 |
Common Stock | Disposition | 2014-10-01 | 1 | $31.25 | 14,963 | No | 4 | S | Indirect | See Footnote 7 |
Common Stock | Disposition | 2014-09-29 | 392 | $31.54 | 52,833 | No | 4 | S | Indirect | See Footnote 8 |
Common Stock | Disposition | 2014-09-30 | 120 | $31.35 | 52,713 | No | 4 | S | Indirect | See Footnote 8 |
Common Stock | Disposition | 2014-10-01 | 3 | $31.25 | 52,710 | No | 4 | S | Indirect | See Footnote 8 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 5 |
No | 4 | S | Indirect | See Footnote 5 |
No | 4 | S | Indirect | See Footnote 5 |
No | 4 | S | Indirect | See Footnote 6 |
No | 4 | S | Indirect | See Footnote 6 |
No | 4 | S | Indirect | See Footnote 6 |
No | 4 | S | Indirect | See Footnote 7 |
No | 4 | S | Indirect | See Footnote 7 |
No | 4 | S | Indirect | See Footnote 7 |
No | 4 | S | Indirect | See Footnote 8 |
No | 4 | S | Indirect | See Footnote 8 |
No | 4 | S | Indirect | See Footnote 8 |
Footnotes
- The range of prices for the shares of Common Stock is from $31.40 to $31.60. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II.
- The range of prices for the shares of Common Stock is from $31.25 to $31.47. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock is from $31.25 to $31.25. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). Telegraph Hill Partners Investment Management, LLC ("THP IM") is the general partner of THP I. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I.
- Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC.
- Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates.
- Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates.