Filing Details

Accession Number:
0001225208-14-020831
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-01 17:58:16
Reporting Period:
2014-10-01
Filing Date:
2014-10-01
Accepted Time:
2014-10-01 17:58:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500309 B. Craig Glidden 4Th Floor
One Vine Street
London X0 W1J 0AH
Evp & Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2014-10-01 13,003 $13.11 222,121 No 4 M Direct
Class A Ordinary Shares Disposition 2014-10-01 334 $106.84 221,787 No 4 S Direct
Class A Ordinary Shares Disposition 2014-10-01 5,278 $105.94 216,509 No 4 S Direct
Class A Ordinary Shares Disposition 2014-10-01 7,391 $105.07 209,118 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2014-10-01 13,003 $0.00 13,003 $13.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,009 2020-04-30 No 4 M Direct
Footnotes
  1. The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2014.
  2. Includes 201,716 restricted stock units granted pursuant to the issuer's long-term incentive plan: 19,612 granted on April 30, 2010 that vest on April 30, 2015 and 182,104 granted on April 30, 2010 that vest on April 30, 2015.
  3. This transaction was executed in multiple trades at prices ranging from $106.82 to $106.90. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $105.5544 to $106.4213. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $104.54 to $105.52. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The reporting person was granted 356,666 stock options on April 30, 2010 which vested in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.