Filing Details

Accession Number:
0001012975-14-000646
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-01 17:09:44
Reporting Period:
2014-09-29
Filing Date:
2014-10-01
Accepted Time:
2014-10-01 17:09:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513818 Versartis Inc. VSAR Pharmaceutical Preparations (2834) 244106690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192212 O. Philippe Chambon C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1231092 James Niedel C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1247851 Ronald Hunt C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1340806 K Vijay Lathi C/O New Leaf Ventures
1200 Park Place, Suite 300
San Mateo CA 94043
No No Yes No
1441439 New Leaf Ventures Ii, L.p. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1441563 Jeani Delagardelle C/O New Leaf Ventures
1200 Park Place, Suite 300
San Mateo CA 94043
No No Yes No
1441857 New Leaf Venture Management Ii, L.l.c. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1441858 New Leaf Venture Associates Ii, L.p. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
1547100 Liam Ratcliffe C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-29 12,556 $20.02 3,359,374 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price (net of commissions). These shares were sold in multiple transactions at prices ranging from $19.75 to $20.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Represents shares directly beneficially owned by New Leaf Ventures II, L.P. ("NLV II"). New Leaf Venture Associates II, L.P. ("NLV Associates") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management") is the general partner of NLV Associates. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi, James Niedel and Liam Ratcliffe are the individual managers of NLV Management (the "Individual Managers"). NLV Associates and NLV Management disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. As one of six individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his economic interest.