Filing Details

Accession Number:
0001104659-14-069517
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-01 16:38:55
Reporting Period:
2014-09-29
Filing Date:
2014-10-01
Accepted Time:
2014-10-01 16:38:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414035 Yves Sisteron 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-29 27,917 $44.57 0 No 4 S Indirect By GRP Management Services Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GRP Management Services Corp.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,194 Indirect By Rodeo Alpine LLC
Common Stock 81,397 Indirect By Shadow Hill LLC
Common Stock 32,269 Indirect By The Sisteron Family Trust
Common Stock 12,000 Direct
Footnotes
  1. GRP Management Services Corp. is the general partner of Upfront GP II, L.P. Mr. Sisteron is an officer and shareholder of GRP Management Services Corp. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P. and GRP Management Services Corp., he does not have sole voting or investment power with respect to such shares, and disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.