Filing Details
- Accession Number:
- 0001104659-14-069517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 16:38:55
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 16:38:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414035 | Yves Sisteron | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-29 | 27,917 | $44.57 | 0 | No | 4 | S | Indirect | By GRP Management Services Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRP Management Services Corp. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,194 | Indirect | By Rodeo Alpine LLC |
Common Stock | 81,397 | Indirect | By Shadow Hill LLC |
Common Stock | 32,269 | Indirect | By The Sisteron Family Trust |
Common Stock | 12,000 | Direct |
Footnotes
- GRP Management Services Corp. is the general partner of Upfront GP II, L.P. Mr. Sisteron is an officer and shareholder of GRP Management Services Corp. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P. and GRP Management Services Corp., he does not have sole voting or investment power with respect to such shares, and disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.