Filing Details
- Accession Number:
- 0001181431-14-032981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 16:36:46
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 16:36:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157602 | Vitae Pharmaceuticals Inc | VTAE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1132326 | P L 10 Associates Enterprise New | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1236049 | P L 10 Partners Nea | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 260,340 | $0.00 | 260,340 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-09-29 | 1,479,058 | $0.00 | 1,739,398 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-09-29 | 58,692 | $0.00 | 1,798,090 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-09-29 | 813,474 | $8.00 | 2,611,564 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 172,825 | $0.00 | 260,340 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 1,479,058 | $0.00 | 1,479,058 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 58,692 | $0.00 | 58,692 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each outstanding share of Series A-2 Preferred Stock automatically converted on a 1:1.50638118 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.
- The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and its individual general partners together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are Peter J. Barris, M. James Barrett and Scott D. Sandell. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which such Indirect Reporting Person has no pecuniary interest.
- Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted on a 1:1 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.