Filing Details
- Accession Number:
- 0001209191-14-060551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 16:31:48
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 16:31:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157602 | Vitae Pharmaceuticals Inc | VTAE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239242 | E Bryan Roberts | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 48,333 | $0.00 | 48,333 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 214,820 | $0.00 | 214,820 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 5,367 | $0.00 | 5,367 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 227,117 | $0.00 | 275,450 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 1,009,414 | $0.00 | 1,224,234 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 25,233 | $0.00 | 30,600 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 9,285 | $0.00 | 284,735 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 41,270 | $0.00 | 1,265,504 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 1,031 | $0.00 | 31,631 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 139,019 | $8.00 | 423,754 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 617,868 | $8.00 | 1,883,372 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 15,446 | $8.00 | 47,077 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 32,086 | $0.00 | 48,333 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 142,607 | $0.00 | 214,820 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 3,563 | $0.00 | 5,367 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 227,117 | $0.00 | 227,117 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 1,009,414 | $0.00 | 1,009,414 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 25,233 | $0.00 | 25,233 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 9,285 | $0.00 | 9,285 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 41,270 | $0.00 | 41,270 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 1,031 | $0.00 | 1,031 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each outstanding share of Series A-2 Preferred Stock automatically converted on a 1:1.50638118 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.
- The reportable securities are owned by Venrock Associates ("VA"). Dr. Roberts is a general partner of VA and disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest in them.
- The reportable securities are owned by Venrock Associates III, L.P. ("VA III"). The sole general partner of VA III is Venrock Management III, LLC ("VM III") and it may be deemed to own these shares. Dr. Roberts is a member of VM III and disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest in them.
- The reportable securities are owned by Venrock Entrepreneurs Fund III, L.P. ("VEF III"). The sole general partner of VEF III is VEF Management III, LLC ("VEFM III") and it may be deemed to own these shares. Dr. Roberts is a member of VEFM III and disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest in them.
- Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted on a 1:1 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.