Filing Details
- Accession Number:
- 0001209191-14-060549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 16:31:34
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 16:31:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157602 | Vitae Pharmaceuticals Inc | VTAE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291895 | Peter Barrett | C/O Atlas Venture 25 First Street, Suite 303 Cambridge MA 02141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 1,099,743 | $0.00 | 1,099,743 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 37,072 | $0.00 | 1,136,815 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 37,500 | $8.00 | 1,174,315 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 1,099,743 | $0.00 | 1,099,743 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 37,072 | $0.00 | 37,072 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The reportable securities include 1,048,482 shares owned by Atlas Venture Fund VI, L.P. ("Atlas VI"), 32,063 shares owned by Atlas Venture Entrepreneurs' Fund VI, L.P. ("Atlas EVC") and 19,198 shares owned by Atlas Venture Fund VI GmbH & Co. KG ("Atlas GmbH").
- Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted on a 1:1 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.
- Dr. Barrett is a partner of Atlas Venture, and as such Dr. Barrett may be deemed to share voting and dispositive power with respect to all shares held by such entity. Dr. Barrett disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- The reportable securities include 35,345 shares owned by Atlas VI, 1,080 shares owned by Atlas EVC and 647 shares owned by Atlas GmbH.
- The reportable securities include 1,083,827 shares owned by Atlas VI, 33,143 shares owned by Atlas EVC and 19,845 shares owned by Atlas GmbH.
- The reportable securities include 35,753 shares owned by Atlas VI, 1,093 shares owned by Atlas EVC and 654 shares owned by Atlas GmbH.
- The reportable securities include 1,119,580 shares owned by Atlas VI, 34,236 shares owned by Atlas EVC and 20,499 shares owned by Atlas GmbH.