Filing Details
- Accession Number:
- 0001209191-14-060548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 16:31:11
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 16:31:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157602 | Vitae Pharmaceuticals Inc | VTAE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937889 | Associates Venrock | C/O Venrock 3340 Hillview Ave. Palo Alto CA 94304 | No | No | Yes | No | |
1119517 | Venrock Associates Iii Lp | C/O Venrock 3340 Hillview Ave. Palo Alto CA 94304 | No | No | Yes | No | |
1141515 | Venrock Entrepreneurs Fund Iii Lp | C/O Venrock 3340 Hillview Ave. Palo Alto CA 94304 | No | No | Yes | No | |
1239246 | Vef Management Iii Llc | C/O Venrock 3340 Hillview Ave. Palo Alto CA 94304 | No | No | Yes | No | |
1239247 | Venrock Management Iii Llc | C/O Venrock 3340 Hillview Ave. Palo Alto CA 94304 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 48,333 | $0.00 | 48,333 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 214,820 | $0.00 | 214,820 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 5,367 | $0.00 | 5,367 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 227,117 | $0.00 | 275,450 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 1,009,414 | $0.00 | 1,224,234 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 25,233 | $0.00 | 30,600 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 9,285 | $0.00 | 284,735 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 41,270 | $0.00 | 1,265,504 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 1,031 | $0.00 | 31,631 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 139,019 | $8.00 | 423,754 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 617,868 | $8.00 | 1,883,372 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-29 | 15,446 | $8.00 | 47,077 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 32,086 | $0.00 | 48,333 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 142,607 | $0.00 | 214,820 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2014-09-29 | 3,563 | $0.00 | 5,367 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 227,117 | $0.00 | 227,117 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 1,009,414 | $0.00 | 1,009,414 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-09-29 | 25,233 | $0.00 | 25,233 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 9,285 | $0.00 | 9,285 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 41,270 | $0.00 | 41,270 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-09-29 | 1,031 | $0.00 | 1,031 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each outstanding share of Series A-2 Preferred Stock automatically converted on a 1:1.50638118 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.
- The reportable securities are owned by Venrock Associates.
- The reportable securities are owned by Venrock Associates III, L.P. ("VA III"). Venrock Management III, LLC ("VM III") is the general partner of VA III. VM III disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- The reportable securities are owned by Venrock Entrepreneurs Fund III, L.P. ("VEF III"). VEF Management III, LLC ("VEFM III") is the general partner of VEF III. VEFM III disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted on a 1:1 basis into the Issuer's common stock, immediately prior to the Issuer's initial public offering, for no additional consideration.