Filing Details
- Accession Number:
- 0001179110-14-014668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 13:56:55
- Reporting Period:
- 2014-09-30
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 13:56:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157601 | Synta Pharmaceuticals Corp | SNTA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325713 | Bruce Kovner | C/O Caxton Corporation 731 Alexander Road, Bldg 2 Princeton NJ 08540 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-30 | 300,000 | $3.08 | 8,421,467 | No | 4 | P | Indirect | By KFO Holdings LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By KFO Holdings LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,060,860 | Direct | |
Common Stock | 5,460,000 | Indirect | By OB Select Opportunities, LLC |
Common Stock | 3,100,000 | Indirect | By Kovner 2012 Family Trust B |
Common Stock | 125,000 | Indirect | By Kovner 2011 Family Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-B Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-C Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-D Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-A Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-B Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-C Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-D Synta Investment Trust |
Common Stock | 7,761,716 | Indirect | By CxSynta LLC |
Footnotes
- The shares were purchased in multiple transactions at prices ranging from $2.96 to $3.14 per share. The price reported above is the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the staff of the SEC, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth above.
- These shares are owned directly by KFO Holdings LLC ("KFO") and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of KFO. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- These shares are owned directly by OB Select Opportunities, LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of OB Select Opportunities, LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- These shares are owned directly by CxSynta LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the managing member of CxSynta LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.