Filing Details
- Accession Number:
- 0001062993-14-005736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 10:01:09
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 09:01:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041514 | Net 1 Ueps Technologies Inc | UEPS | Functions Related To Depository Banking, Nec (6099) | 980171860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302353 | Nitin Soma | President Place, 4Th Floor Cnr. Jan Smuts Ave. And Bolton Rd. Rosebank, Johannesburg T3 | Vice President, It | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-29 | 10,785 | $6.59 | 75,784 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-29 | 57,451 | $12.43 | 18,333 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-30 | 35,000 | $10.59 | 53,333 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-30 | 24,215 | $6.59 | 77,548 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-30 | 33,334 | $8.75 | 110,882 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-30 | 13,061 | $7.35 | 123,943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-30 | 105,610 | $12.07 | 18,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-29 | 10,785 | $0.00 | 10,785 | $6.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-30 | 35,000 | $0.00 | 35,000 | $10.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-30 | 24,215 | $0.00 | 24,215 | $6.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-30 | 33,334 | $0.00 | 33,334 | $8.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-30 | 13,061 | $0.00 | 13,061 | $7.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,215 | 2021-08-26 | No | 4 | M | Direct | |
| 0 | 2020-11-10 | No | 4 | M | Direct | |
| 0 | 2021-08-26 | No | 4 | M | Direct | |
| 16,666 | 2022-08-22 | No | 4 | M | Direct | |
| 26,122 | 2023-08-21 | No | 4 | M | Direct |
Footnotes
- Sale prices for the transactions reported here range from $12.35 to $12.56. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- Sale prices for the transactions reported here range from $11.96 to $12.29. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- The options are exercisable in three equal installments commencing on August 26, 2012.
- The options are exercisable in three equal installments commencing on October 10, 2011.
- The options are exercisable in three equal installments commencing on August 22, 2013.
- The options are exercisable in three equal installments commencing on August 21, 2014.
Billionaire Hedge Funds
