Filing Details
- Accession Number:
- 0001209191-14-060340
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 06:03:44
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 06:03:44
- Original Submission Date:
- 2014-09-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205979 | W Andrew Verhalen | 260 Homer Avenue, Suite 201 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2014-09-23 | 11,712 | $41.04 | 80,893 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-09-24 | 38,288 | $40.94 | 42,605 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-09-24 | 3,000 | $40.94 | 850 | No | 4 | S | Indirect | By Nicole Brownstone Verhalen 1997 Trust |
| Ordinary Shares | Disposition | 2014-09-24 | 3,000 | $40.94 | 850 | No | 4 | S | Indirect | By Sara Rose Verhalen 1997 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Nicole Brownstone Verhalen 1997 Trust |
| No | 4 | S | Indirect | By Sara Rose Verhalen 1997 Trust |
Footnotes
- This amended Form 4 is being filed to correct the number of shares sold by Mr. Verhalen on September 23, 2014 and September 24, 2014.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $40.75 to $41.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $40.75 to $41.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- This amended Form 4 is being filed to reflect that the shares were sold on September 24, 2014 instead of September 23, 2014 as previously reported.
- This amended Form 4 is being filed to correct the weighted average sale price of the shares sold and the dollar amount of the range.
Billionaire Hedge Funds
