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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879682	Viveve Medical Inc.	PLCSD	Electromedical & Electrotherapeutic Apparatus (3845)	043153858

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555775	Brigitte Smith	C/O Gbs Venture Partners Level 5, 71 Collins Street Melbourne C3 VIC 3000		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-23	947,872	$0.53	3,598,807	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2014-09-23	192,262	$0.53	3,791,069	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Direct

Footnotes

Directly beneficially owned by GBS BioVentures III.
GBS Venture Partners Limited is trustee for GBS BioVentures III and may be deemed to have sole voting and investment power over the shares beneficially owned by GBS BioVentures III. Brigitte Smith is the Managing Partner of GBS Venture Partners. Ms. Smith disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein
Such amount includes (a) 192,262 shares directly beneficially owned by Ms. Smith (see footnote 5) and (b) 3,598,807 shares indirectly beneficially owned by Ms. Smith (see footnotes 1 and 2).
Such amount includes shares issued upon conversion of a Viveve, Inc. convertible promissory note with an aggregate principal and interest amount of $85,716.55, at a conversion price of $0.53 per share.
Such amount includes shares issued upon conversion of a Viveve, Inc. convertible promissory note with an aggregate principal and interest amount of $101,898.63, at a conversion price of $0.53 per share