Filing Details
- Accession Number:
- 0001110803-14-000334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-30 19:59:16
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-09-30
- Accepted Time:
- 2014-09-30 19:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110803 | Illumina Inc | ILMN | Laboratory Analytical Instruments (3826) | 330804655 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1089904 | Gerald Moeller | 5200 Illumina Way San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 5,000 | $42.81 | 22,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-29 | 700 | $163.38 | 21,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-29 | 2,700 | $164.82 | 18,967 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-29 | 1,500 | $165.61 | 17,467 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-29 | 100 | $166.55 | 17,367 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-09-30 | 90 | $172.12 | 17,457 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-29 | 5,000 | $0.00 | 5,000 | $42.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | 2011-07-01 | 2020-07-01 | No | 4 | M | Direct |
Footnotes
- The sale was made pursuant to a 10b5-1 plan.
- Weighted average sale price representing 700 shares sold ranging from $162.91 to $163.70 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 2,700 shares sold ranging from $164.28 to $165.21 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 1,500 shares sold ranging from $165.28 to $166.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Dr. Moeller elected to receive 100% of his 2014 board and committee cash retainer fees in Illumina common stock. The number of shares issued in lieu of cash is fixed at the end of each calendar quarter based on the weighted average closing price of Illumina common stock during such calendar quarter. The amount reported on this Form represents Dr. Moeller's third quarter 2014 retainer fees.