Filing Details

Accession Number:
0001209191-14-060295
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-30 19:10:11
Reporting Period:
2014-09-26
Filing Date:
2014-09-30
Accepted Time:
2014-09-30 19:10:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566897 Diamond Resorts International Inc. DRII Hotels & Motels (7011) 461750895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581547 J Stephen Cloobeck 10600 W. Charleston Blvd
Las Vegas NV 89135
Yes No Yes No
1581555 Trust Property Separate Cloobeck Chantal 10600 W. Charleston Blvd
Las Vegas NV 89135
No No No Yes
1581556 Cloobeck Diamond Parent, Llc 10600 W. Charleston Blvd
Las Vegas NV 89135
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-26 19,050 $23.23 16,186,291 No 4 S Indirect See Footnote
Common Stock Disposition 2014-09-29 45,800 $23.24 16,140,491 No 4 S Indirect See Footnote
Common Stock Disposition 2014-09-30 46,792 $22.88 16,093,699 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,073,949 Indirect See Footnote
Footnotes
  1. Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 26, 2014 at prices ranging from $23.02 to $23.46. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5).
  3. Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 29, 2014 at prices ranging from $22.94 to $23.42.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 30, 2014 at prices ranging from $22.60 to $23.14.
  6. Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.