Filing Details
- Accession Number:
- 0001181431-14-032847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-30 18:46:11
- Reporting Period:
- 2014-09-26
- Filing Date:
- 2014-09-30
- Accepted Time:
- 2014-09-30 18:46:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367311 | Dakota Plains Holdings Inc. | DAKP | Wholesale-Petroleum Bulk Stations & Terminals (5171) | 202543857 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607229 | Jr. Thomas William Derosa | 294 Grove Lane East Wayzata MN 55391 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-26 | 10,000 | $2.34 | 3,710,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Common Stock | Acquisiton | 2014-09-29 | 10,000 | $2.30 | 3,720,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Common Stock | Acquisiton | 2014-09-30 | 10,000 | $2.36 | 3,730,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
Footnotes
- The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on August 13, 2014.
- The price reported is a weighted average price. These 10,000 shares were purchased in multiple transactions on September 26, 2014 at prices ranging from $2.34 to $2.36 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The price reported is a weighted average price. These 10,000 shares were purchased in multiple transactions on September 29, 2014 at prices ranging from $2.29 to $2.30 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
- The price reported is a weighted average price. These 10,000 shares were purchased in multiple transactions on September 30, 2014 at prices ranging from $2.29 to $2.39 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
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