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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
759944	Citizens Financial Group Inc	CFG	State Commercial Banks (6022)	050412693

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
702162	/Eng/ Plc Bank Westminster National	135 Bishopsgate London X0 EC2M 3UR	No	No	Yes	No
729153	Plc Scotland Of Bank Royal	36 St. Andrew Square Edinburgh X0 EH2 2YB	No	No	Yes	No
844150	Plc Group Scotland Of Bank Royal	36 St. Andrew Square Edinburgh X0 EH2 2YB	No	No	Yes	No
1619956	Rbs Cbfm North America Corp.	340 Madison Avenue New York NY 10173	No	No	Yes	No
1619957	Natwest Group Holdings Corp.	2711 Centerville Road, Suite 400 Wilmington DE 19808	No	No	Yes	No
1619969	Ltd. Holdings International Rbsg	24/25 St. Andrew Square Edinburgh X0 EH2 1AF	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-09-29	156,363,704	$21.09	398,998,324	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-09-29	4,636,296	$21.09	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 21,000,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the initial public offering of the Issuer which closed on September 29, 2014 (the "IPO"). The material terms of the IPO are described in the prospectus, dated September 23, 2014, filed by the Issuer with the U.S. Securities and Exchange Commission on September 24, 2014.
This amount represents the $21.50 per share price of Common Stock sold by the underwriters in connection with the IPO, less the underwriting discount of $0.4085 per share.
Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.
This amount reflects the number of shares of Common Stock sold by RBS CBFM North America Corp. in connection with the IPO.
Directly owned by RBS CBFM North America Corp., which is a wholly owned subsidiary of NatWest Group Holdings Corporation, which is a wholly owned subsidiary of National Westminster Bank plc, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.