Filing Details
- Accession Number:
- 0000921895-14-002138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-30 17:03:56
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-09-30
- Accepted Time:
- 2014-09-30 17:03:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561743 | Kindred Biosciences Inc. | KIN | Pharmaceutical Preparations (2834) | 461160142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454385 | Oleg Nodelman | C/O Kindred Biosciences, Inc. 1499 Bayshore Highway, Suite 226 Burlingame CA 94010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 44,410 | $9.56 | 490,936 | No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Common Stock | Acquisiton | 2014-09-29 | 55,590 | $9.56 | 614,495 | No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Direct |
Footnotes
- Shares owned directly by EcoR1 Capital Fund, L.P. ("Capital Fund"). Mr. Nodelman, solely by virtue of his position as the manager of EcoR1 Capital, LLC ("EcoR1"), the general partner of Capital Fund, may be deemed to beneficially own the shares owned directly by Capital Fund. Mr. Nodelman expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). Mr. Nodelman, solely by virtue of his position as the manager of EcoR1, the general partner of Qualified Fund, may be deemed to beneficially own the shares owned directly by Qualified Fund. Mr. Nodelman expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- The shares owned directly by each of Capital Fund and Qualified Fund have been adjusted from the previous Form 4 filed by Mr. Nodelman with respect to securities of the Issuer to give effect to transfers of shares between Capital Fund and Qualified Fund in connection with periodic rebalancing transactions, which occurred prior to the transactions reported herein.