Filing Details
- Accession Number:
- 0001445305-14-004216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-30 15:54:33
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-09-30
- Accepted Time:
- 2014-09-30 15:54:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 759944 | Citizens Financial Group Inc | CFG | State Commercial Banks (6022) | 050412693 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220183 | John Charles Koch | C/O Citizens Financial Group, Inc. 600 Washington Blvd. Stamford CT 06901 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-29 | 2,083 | $0.00 | 2,083 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-09-29 | 20,000 | $21.50 | 22,083 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- These restricted stock units were granted under the Issuer's 2014 Non-Employee Directors Compensation Plan (the "Plan") and are scheduled to vest 100% on the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's 2015 annual general meeting of stockholders, subject to the terms of the Plan and the applicable award agreement issued thereunder.
- This number reflects shares of Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
Billionaire Hedge Funds
