Filing Details

Accession Number:
0000908662-14-000258
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-30 15:02:16
Reporting Period:
2014-09-26
Filing Date:
2014-09-30
Accepted Time:
2014-09-30 15:02:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
852437 Rand Worldwide Inc RWWI Services-Prepackaged Software (7372) 841035353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1360456 P L 2006 Ampersand C/O Ampersand Ventures
55 William Street, Suite 240
Wellesley MA 02481
No No Yes No
1497795 Amp-06 Mc Llc C/O Ampersand Ventures
55 William Street, Suite 240
Wellesley MA 02481
No No Yes No
1497796 Amp-06 Management Co Limited Partnership C/O Ampersand Ventures
55 William Street, Suite 240
Wellesley MA 02481
No No Yes No
1499333 Rwwi Holdings Llc C/O Ampersand Ventures
55 William Street, Suite 240
Wellesley MA 02481
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-26 9,000,000 $1.20 25,232,682 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares are directly owned by RWWI Holdings LLC ("Holdings"). Ampersand 2006 Limited Partnership ("Fund I") is the sole manager of Holdings with the exclusive right and full authority to manage and operate Holdings, including with respect to the voting and disposition of the Common Stock held by Holdings. AMP-06 Management Company Limited Partnership ("Fund 2") is the General Partner of Fund I, and AMP-06 MC LLC ("Fund 3", and together with Fund 1 and Fund 2, the "Funds") is the General Partner of Fund 2. Each of the Funds disclaims beneficial ownership of the Common Stock except to the extent of its respective pecuniary interest therein.