Filing Details
- Accession Number:
- 0001606036-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-30 13:19:55
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-09-30
- Accepted Time:
- 2014-09-30 13:19:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307979 | W Michael Arthur | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-29 | 13,000 | $7.56 | 86,797 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-29 | 38,017 | $20.10 | 48,780 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2014-09-29 | 13,000 | $0.00 | 13,000 | $7.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-07-01 | 2015-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | By IRA |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The options involved in this transaction relate to a grant of 10,000 options at an exercise price of $9.83 made on January 1, 2010. In accordance with the anti-dilution provisions of the issuer's equity plan, the exercise price of the options and the number of shares involved were adjusted effective January 8, 2013, on account of a special dividend of the issuer.