Filing Details
- Accession Number:
- 0001209191-14-060126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-29 18:45:25
- Reporting Period:
- 2014-09-25
- Filing Date:
- 2014-09-29
- Accepted Time:
- 2014-09-29 18:45:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407190 | Violin Memory Inc | VMEM | Computer Storage Devices (3572) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226868 | Cory Sindelar | Violin Memory, Inc., 4555 Great America Parkway Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-25 | 1,000 | $4.10 | 160,060 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-25 | 2,000 | $4.14 | 162,060 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-25 | 3,000 | $4.16 | 165,060 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-29 | 4,000 | $4.43 | 169,060 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 159,060 | Direct | |
Common Stock | 5,084 | Indirect | By Toni and Cory Sindelar as community property |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted stock units | $0.00 | 12,500 | 12,500 | Direct | ||
Common Stock | Restricted stock units | $0.00 | 4,167 | 4,167 | Direct | ||
Common Stock | Restricted stock units | $0.00 | 56,250 | 56,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct | |
4,167 | 4,167 | Direct | |
56,250 | 56,250 | Direct |
Footnotes
- Reflects actual shares held. A total of 252,083 RSUs vested and 95,023 shares were withheld/sold to cover taxes, for a net settlement of 157,060 shares. The amount beneficially owned also includes 2,000 shares purchased in May 2014 through the employee stock purchase plan. The previous Form 4s reflected shares of common stock underlying restricted stock units that had not vested yet.
- Open market purchase.
- Each restricted stock unit represents a contingent right to receive one share of common stock of Violin Memory, Inc.
- The reporting person has vested 187,500 of the 200,000 RSU granted on March 2, 2012. The final vest of 12,500 will be on December 20, 2014.
- The reporting person has vested 45,833 of the 50,000 RSU granted on August 27, 2012. The final vest of 4,167 will be on December 20, 2014.
- The reporting person has vested 18,750 of the 75,000 RSU granted on September 3, 2013. The 75,000 RSU vests at the following rate: One quarter of the RSU vested one year from the vesting commencement date and the remaining RSU will vest quarterly for three years.