Filing Details
- Accession Number:
- 0001104659-14-068962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-29 16:51:23
- Reporting Period:
- 2014-09-25
- Filing Date:
- 2014-09-29
- Accepted Time:
- 2014-09-29 16:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459417 | 2U Inc. | TWOU | Services-Prepackaged Software (7372) | 262335939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1603516 | James Kenigsberg | C/O 2U, Inc. 8201 Corporate Drive, Suite 900 Landover MD 20785 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-25 | 6,700 | $0.60 | 33,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-25 | 6,700 | $15.00 | 27,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-25 | 6,700 | $0.00 | 6,700 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,300 | 2019-01-23 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2014.
- The shares underlying this option are fully vested.
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