Filing Details
- Accession Number:
- 0001140361-14-036633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-29 12:20:55
- Reporting Period:
- 2014-09-25
- Filing Date:
- 2014-09-29
- Accepted Time:
- 2014-09-29 12:20:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1229146 | Surrey Bancorp | SRYB | State Commercial Banks (6022) | 593772016 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245222 | Jr Eugene Floyd Rees | 198 North Main Street Mount Airy NC 27030 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-25 | 5,142 | $14.75 | 81,602 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2014-09-25 | 5,142 | $14.75 | 0 | No | 4 | S | Indirect | Power of Attorney over shares |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Indirect | Power of Attorney over shares |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,023 | Indirect | Held in IRA for Mr. Rees |
| Common Stock | 2,856 | Indirect | Held by wife |
| Common Stock | 530 | Indirect | Held in IRA for wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A 4.5 Convertible Non-Cumulative Preferred | $0.00 | 25,250 | 11,000 | Direct | ||
| Common Stock | Series A 4.5 Convertible Non-Cumulative Preferred | $0.00 | 4,132 | 1,800 | Indirect | ||
| Common Stock | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred | $0.00 | 15,537 | 14,125 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 25,250 | 11,000 | Direct | |
| 4,132 | 1,800 | Indirect | |
| 15,537 | 14,125 | Direct |
Footnotes
- Convertible into Common Stock.
- Perpetual Preferred Stock.
- Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
- Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.
Billionaire Hedge Funds
