Filing Details
- Accession Number:
- 0001179706-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-11 20:57:30
- Reporting Period:
- 2011-01-07
- Filing Date:
- 2011-01-11
- Accepted Time:
- 2011-01-11 20:57:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207620 | Vyomesh Joshi | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp Ipg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-07 | 125,000 | $15.75 | 270,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-07 | 125,000 | $44.98 | 145,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-07 | 125,000 | $0.00 | 125,000 | $15.75 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-12-30 | 18 | $0.00 | 18 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-12-30 | 23 | $0.00 | 23 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-12-30 | 67 | $0.00 | 67 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-16 | 2011-04-16 | No | 4 | M | Direct |
9,712 | No | 4 | A | Direct | ||
12,145 | No | 4 | A | Direct | ||
35,501 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,475 | Indirect | By 2001 Joshi Living Trust Account (Charles Schwab) |
Common Stock | 8,533 | Indirect | By 2001 Joshi Living Trust Account (at Goldman Sachs) |
Common Stock | 30,000 | Indirect | By Vyomesh I. Joshi 2009 GRAT (at Goldman Sachs) |
Common Stock | 30,000 | Indirect | By Uma V. Joshi 2009 GRAT (at Goldman Sachs) |
Common Stock | 50,000 | Indirect | By Vyomesh I. Joshi 2010 GRAT (at Goldman Sachs) |
Common Stock | 50,000 | Indirect | By Uma V. Joshi 2010 GRAT (at Goldman Sachs) |
Footnotes
- The total includes the acquisition of 14.3966 shares at $42.0440 per share received on 12/30/10 through dividends paid under the HP Share Ownership Plan ("SOP") with respect to shares held under the SOP.
- The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/06/10.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable in four equal annual installments beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 01/15/09 the reporting person was granted 19,140 restricted stock units ("RSUs"), 9,570 of which vested on 01/15/10, and 9,570 of which will vest on 01/15/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned in column 9 includes 18.1164 dividend equivalent rights at $42.26 per RSU credited to the reporting person's account on 12/30/10.
- As previously reported, on 12/10/09 the reporting person was granted 24,081 restricted stock units ("RSUs"), 12,040 of which vested on 12/10/10 and 12,041 of which will vest on 12/10/11. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned in column 9 includes 22.7941 dividend equivalent rights at $42.26 per RSU credited to the reporting person's account on 12/30/10.
- On 12/10/10 the reporting person was granted 35,434 restricted stock units ("RSUs"), 17,717 of which will vest on each of 12/10/11 and 12/10/12. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned in column 9 includes 67.0781 dividend equivalent rights at $42.26 per RSU credited to the reporting person's account on 12/30/10.