Filing Details
- Accession Number:
- 0001318148-14-001679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-26 16:44:02
- Reporting Period:
- 2014-09-24
- Filing Date:
- 2014-09-26
- Accepted Time:
- 2014-09-26 16:44:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056288 | Federated Investors Inc | FII | Investment Advice (6282) | 251111467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061438 | R Thomas Donahue | 1001 Liberty Avenue Federated Investors, Inc. Pittsburgh PA 15222-3779 | Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2014-09-24 | 814 | $29.92 | 348,509 | No | 4 | S | Indirect | Held indirectly by Comax Partners Limited Partnership |
Class B Common Stock | Disposition | 2014-09-25 | 317 | $29.49 | 341,542 | No | 4 | S | Indirect | Held indirectly by Comax Partners Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held indirectly by Comax Partners Limited Partnership |
No | 4 | S | Indirect | Held indirectly by Comax Partners Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 614,031 | Direct | |
Class B Common Stock | 72 | Indirect | Held indirectly by 401(k) Plan |
Class B Common Stock | 4,409 | Indirect | Held indirectly by spouse |
Class B Common Stock | 82 | Indirect | Held indirectly by AWOL, Inc. |
Class B Common Stock | 141,035 | Indirect | Held indirectly by power of attorney |
Class B Common Stock | 715,550 | Indirect | Held indirectly by MaxFund Partners, L.P. |
Class B Common Stock | 75,073 | Indirect | Held indirectly by J. Christopher Donahue as Custodian for minor children |
Class B Common Stock | 152,178 | Indirect | Held indirectly by Peter Donahue |
Footnotes
- On September 24 and September 25, 2014, Comax Partners Limited Partnership ("Comax") sold shares of Federated Investors, Inc. Class B Common Stock for diversification purposes. Beechmax, Inc. ("Beechmax") is the sole general partner of Comax and the reporting person is a shareholder of Beechmax. The reporting person has a limited partnership interest in Comax.
- As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his limited partnership interest in Comax will decrease by the amount indicated in Box 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in 93 transactions at prices ranging from $29.67 to $30.15 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares of Federated Investors, Inc. Class B Common Stock reported represent the reporting person's proportional beneficial interest (through his voting interest in the general partner) in shares of issuer securities held by Comax as shareholder of the general partner. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Comax except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in 95 transactions at prices ranging from $29.21 to $29.95 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.