Filing Details

Accession Number:
0001318148-14-001679
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-26 16:44:02
Reporting Period:
2014-09-24
Filing Date:
2014-09-26
Accepted Time:
2014-09-26 16:44:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061438 R Thomas Donahue 1001 Liberty Avenue
Federated Investors, Inc.
Pittsburgh PA 15222-3779
Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2014-09-24 814 $29.92 348,509 No 4 S Indirect Held indirectly by Comax Partners Limited Partnership
Class B Common Stock Disposition 2014-09-25 317 $29.49 341,542 No 4 S Indirect Held indirectly by Comax Partners Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held indirectly by Comax Partners Limited Partnership
No 4 S Indirect Held indirectly by Comax Partners Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 614,031 Direct
Class B Common Stock 72 Indirect Held indirectly by 401(k) Plan
Class B Common Stock 4,409 Indirect Held indirectly by spouse
Class B Common Stock 82 Indirect Held indirectly by AWOL, Inc.
Class B Common Stock 141,035 Indirect Held indirectly by power of attorney
Class B Common Stock 715,550 Indirect Held indirectly by MaxFund Partners, L.P.
Class B Common Stock 75,073 Indirect Held indirectly by J. Christopher Donahue as Custodian for minor children
Class B Common Stock 152,178 Indirect Held indirectly by Peter Donahue
Footnotes
  1. On September 24 and September 25, 2014, Comax Partners Limited Partnership ("Comax") sold shares of Federated Investors, Inc. Class B Common Stock for diversification purposes. Beechmax, Inc. ("Beechmax") is the sole general partner of Comax and the reporting person is a shareholder of Beechmax. The reporting person has a limited partnership interest in Comax.
  2. As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his limited partnership interest in Comax will decrease by the amount indicated in Box 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in 93 transactions at prices ranging from $29.67 to $30.15 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The shares of Federated Investors, Inc. Class B Common Stock reported represent the reporting person's proportional beneficial interest (through his voting interest in the general partner) in shares of issuer securities held by Comax as shareholder of the general partner. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Comax except to the extent of his pecuniary interest therein.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in 95 transactions at prices ranging from $29.21 to $29.95 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.