Filing Details

Accession Number:
0001179110-14-014578
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-26 15:22:29
Reporting Period:
2014-09-24
Filing Date:
2014-09-26
Accepted Time:
2014-09-26 15:22:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1522690 Gwg Holdings Inc. GWGH Life Insurance (6311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1329728 Jon Sabes 220 South Sixth Street, Suite 1200
Minneapolis MN 55402
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2014-09-24 100,000 $12.50 100,000 No 4 P Indirect By Insurance Strategies Fund, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Insurance Strategies Fund, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.001 Par Value 1,092,276 Direct
Common Stock, $.001 Par Value 489,086 Indirect By Opportunity Finance, LLC
Common Stock, $.001 Par Value 743,840 Indirect By Trusts
Common Stock, $.001 Par Value 102,191 Indirect By family members who reside in the Reporting Person's household
Footnotes
  1. A Minnesota limited liability company, of which the Reporting Person is a manager and member.
  2. Held by certain trusts, of which the Reporting Person is a beneficiary.
  3. A Delaware limited liability company managed by ISF Management, LLC, a Delaware limited liability company, of which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of the shares held by Insurance Strategies Fund, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.