Filing Details
- Accession Number:
- 0001209191-14-059865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 21:47:19
- Reporting Period:
- 2009-10-31
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 21:47:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356115 | Nexpoint Credit Strategies Fund | NHF | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | No | Yes | |
1367397 | Highland Capital Management Services, Inc. | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-10-31 | 99 | $6.19 | 11,824 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-11-30 | 97 | $6.40 | 11,921 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-22 | 173,352 | $11.54 | 173,352 | No | 4 | P | Indirect | By Governance Re, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Governance Re, Ltd. |
Footnotes
- These shares are directly held by Highland Capital Management Services, Inc. ("HCMSI"). Mr. Dondero is the President of HCMSI and may be deemed to be the indirect beneficial owner of the shares held by HCMSI. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Governance Re, Ltd. ("Governance"). Mr. Dondero is the President of Highland Capital Management Services, Inc., which is the sole member of Thread 55, LLC, which is the sole shareholder of Governance, Ltd., which is the sole shareholder of Governance, and may be deemed to be an indirect beneficial owner of shares held by Governance. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.