Filing Details

Accession Number:
0001209191-14-059865
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-25 21:47:19
Reporting Period:
2009-10-31
Filing Date:
2014-09-25
Accepted Time:
2014-09-25 21:47:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356115 Nexpoint Credit Strategies Fund NHF () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
No No No Yes
1367397 Highland Capital Management Services, Inc. 300 Crescent Court, Suite 700
Dallas TX 75201
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-10-31 99 $6.19 11,824 No 4 P Direct
Common Stock Acquisiton 2009-11-30 97 $6.40 11,921 No 4 P Direct
Common Stock Acquisiton 2014-08-22 173,352 $11.54 173,352 No 4 P Indirect By Governance Re, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Governance Re, Ltd.
Footnotes
  1. These shares are directly held by Highland Capital Management Services, Inc. ("HCMSI"). Mr. Dondero is the President of HCMSI and may be deemed to be the indirect beneficial owner of the shares held by HCMSI. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. These shares are directly held by Governance Re, Ltd. ("Governance"). Mr. Dondero is the President of Highland Capital Management Services, Inc., which is the sole member of Thread 55, LLC, which is the sole shareholder of Governance, Ltd., which is the sole shareholder of Governance, and may be deemed to be an indirect beneficial owner of shares held by Governance. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.