Filing Details

Accession Number:
0001179110-14-014571
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-25 21:30:33
Reporting Period:
2014-09-23
Filing Date:
2014-09-25
Accepted Time:
2014-09-25 20:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868857 Aecom Technology Corp ACM Services-Engineering Services (8711) 611088522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1063339 G Richard Newman C/O Aecom Technology Corporation
1999 Avenue Of The Stars, Suite 2600
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-23 20,000 $35.86 287,981 No 4 S Indirect by R&C Newman Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by R&C Newman Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,145 Indirect by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT
Common Stock 39,145 Indirect by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT
Common Stock 15,636 Indirect by John E. Newman (son)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $23.94 2015-12-01 49,141 49,141 Indirect
Common Stock Employee Stock Option $24.45 2016-12-02 15,989 15,989 Indirect
Common Stock Employee Stock Option $25.38 2011-03-31 2017-05-28 14,558 14,558 Indirect
Common Stock Employee Stock Option $28.44 2012-03-03 2018-03-03 13,416 13,416 Indirect
Common Stock Restricted Stock Unit $0.00 4,112 4,112 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-01 49,141 49,141 Indirect
2016-12-02 15,989 15,989 Indirect
2017-05-28 14,558 14,558 Indirect
2018-03-03 13,416 13,416 Indirect
4,112 4,112 Direct
Footnotes
  1. The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 24, 2014.
  2. This transaction was executed in multiple trades at prices ranging from $35.51 to $35.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  4. The option vested in three equal annual installments beginning on December 1, 2009.
  5. The option vested in three equal annual installments beginning on December 2, 2010.
  6. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
  7. The restricted stock units vest on March 5, 2015.