Filing Details
- Accession Number:
- 0001354488-14-004809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 19:13:54
- Reporting Period:
- 2014-09-24
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 19:13:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
81318 | Yuma Energy Inc. | YUMA | Crude Petroleum & Natural Gas (1311) | 940787340 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618778 | F. Michael Conlon | 1177 West Loop South Suite 1825 Houston TX 77027 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-24 | 24,000 | $3.99 | 376,632 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Represents the sale of stock to satisfy the reporting person's tax withholding obligations.
- The price reported is the weighted average sale price for the transactions with a range in prices received of $3.90 to $4.05. The reporting person undertakes to provide the Staff, issuer, or a security holder full information regarding the number of shares sold at each separate price upon request.