Filing Details
- Accession Number:
- 0001104659-14-068344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 19:28:13
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 18:28:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563407 | Smart & Final Stores Inc. | SFS | Retail-Grocery Stores (5411) | 800862253 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613937 | R. Scott Drew | 600 Citadel Drive Commerce CA 90040 | Svp, Store Ops, Smart & Final | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2014-09-23 | 3,000 | $12.00 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) (1) | Acquisiton | 2014-09-23 | 83,333 | $0.00 | 83,333 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,333 | 2024-09-23 | No | 4 | A | Direct |
Footnotes
- The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019.
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