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Home > Insider Trading > Filing (0001104659-14-068339)

Filing Details

Accession Number:: 0001104659-14-068339
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-25 19:26:29
Reporting Period:: 2014-09-23

Filing Date:: 2014-09-25
Accepted Time:: 2014-09-25 18:26:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563407	Smart & Final Stores Inc.	SFS	Retail-Grocery Stores (5411)	800862253

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1613776	M. Eugene Smith	600 Citadel Drive Commerce CA 90040	Vp And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2014-09-23	2,000	$12.00	30,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy) (1)	Acquisiton	2014-09-23	11,111	$0.00	11,111	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,111		2024-09-23	No	4	A	Direct

Footnotes

The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019.