Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-14-068343)

Filing Details

Accession Number:: 0001104659-14-068343
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-25 18:27:59
Reporting Period:: 2014-09-23

Filing Date:: 2014-09-25
Accepted Time:: 2014-09-25 18:27:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563407	Smart & Final Stores Inc.	SFS	Retail-Grocery Stores (5411)	800862253

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243174	M Michael Laddon	600 Citadel Drive Commerce CA 90040	Senior Vp And Cio	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2014-09-23	50,000	$12.00	135,500	No	4	P	Direct
Common Stock, Par Value $0.001	Acquisiton	2014-09-23	1,500	$12.00	1,500	No	4	P	Indirect	By Son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By Son

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Acquisiton	2014-09-23	83,333	$0.00	83,333	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,333		2024-09-23	No	4	A	Direct

Footnotes

The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The option vests in five equal installments on September 23, 2015, 2016, 2017, 2018 and 2019.