Filing Details
- Accession Number:
- 0001209191-14-059812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 17:42:57
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 17:42:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1433352 | Arboretum Ventures Ii Lp | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1433353 | Arboretum Ventures 11A Lp | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592721 | Arboretum Investment Manager, Llc | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592722 | Arboretum Investment Manager Ii, Llc | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592723 | Arboretum Investment Manager Iia, Llc | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592724 | Arboretum Ventures 1, Llc | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592732 | L. Jan Garfinkle | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No | |
1592760 | Arboretum Ventures 1-A, Llc | 303 Detroit Street, Suite 301 Ann Arbor MI 48104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-23 | 759 | $20.03 | 286,023 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-23 | 506 | $20.03 | 190,677 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-23 | 3,432 | $20.03 | 1,297,390 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-23 | 803 | $20.03 | 303,993 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-24 | 10,764 | $20.36 | 275,259 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-24 | 7,176 | $20.36 | 183,501 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-24 | 48,672 | $20.36 | 1,248,718 | No | 4 | S | Indirect | see footnote |
Common Stock | Disposition | 2014-09-24 | 11,388 | $20.36 | 292,605 | No | 4 | S | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2014.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.00to $20.18 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
- These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
- These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
- These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.2000 to $20.5630per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.