Filing Details

Accession Number:
0001209191-14-059812
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-25 17:42:57
Reporting Period:
2014-09-23
Filing Date:
2014-09-25
Accepted Time:
2014-09-25 17:42:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433352 Arboretum Ventures Ii Lp 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1433353 Arboretum Ventures 11A Lp 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592721 Arboretum Investment Manager, Llc 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592722 Arboretum Investment Manager Ii, Llc 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592723 Arboretum Investment Manager Iia, Llc 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592724 Arboretum Ventures 1, Llc 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592732 L. Jan Garfinkle 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
1592760 Arboretum Ventures 1-A, Llc 303 Detroit Street, Suite 301
Ann Arbor MI 48104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-23 759 $20.03 286,023 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-23 506 $20.03 190,677 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-23 3,432 $20.03 1,297,390 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-23 803 $20.03 303,993 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-24 10,764 $20.36 275,259 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-24 7,176 $20.36 183,501 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-24 48,672 $20.36 1,248,718 No 4 S Indirect see footnote
Common Stock Disposition 2014-09-24 11,388 $20.36 292,605 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2014.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.00to $20.18 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
  4. These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
  5. These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
  6. These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
  7. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.2000 to $20.5630per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.