Filing Details
- Accession Number:
- 0001144204-14-057791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-25 13:30:25
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-25
- Accepted Time:
- 2014-09-25 13:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1499752 | Jr A Thomas Ortwein | 102 Greenwich Avenue, 2Nd Floor Greenwich CT 06830 | Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-23 | 12,000 | $6.28 | 197,525 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Footnotes
- The reporting person is the Managing Member of the General Partner of Highbrace Partners, LP, an investor in Full Circle Capital Corporation. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.30 inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
